-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEwmldZ284sclQPYpiVCZL5c1kfWyFdqwcPIz+oqOMZ8Gw8GDFMHyestSpTYkFX1 h0K4JSENefPJN9raj29Eig== 0000950134-07-003299.txt : 20070214 0000950134-07-003299.hdr.sgml : 20070214 20070214160353 ACCESSION NUMBER: 0000950134-07-003299 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 GROUP MEMBERS: ATLAS ADVANTAGE MASTER FUND LP GROUP MEMBERS: ATLAS ALLOCATION FUND LP GROUP MEMBERS: ATLAS CAPITAL ID FUND LP GROUP MEMBERS: ATLAS CAPITAL MANAGEMENT LP GROUP MEMBERS: ATLAS CAPITAL MASTER FUND LP GROUP MEMBERS: ATLAS CAPITAL OFFSHORE EXEMPT FUND LTD GROUP MEMBERS: RHA INC GROUP MEMBERS: ROBERT H ALPERT FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ATLAS CAPITAL QP LP CENTRAL INDEX KEY: 0001207178 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: STE 880 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149996082 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN TREATY AMERICAN CORP CENTRAL INDEX KEY: 0000814181 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 231664166 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38689 FILM NUMBER: 07620200 BUSINESS ADDRESS: STREET 1: 3440 LEHIGH ST CITY: ALLENTOWN STATE: PA ZIP: 18103 BUSINESS PHONE: 6109652222 MAIL ADDRESS: STREET 1: 3440 LEHIGH ST CITY: ALLENTOWN STATE: PA ZIP: 18103 SC 13G/A 1 d43616sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
OMB APPROVAL
 
 
OMB Number: 3235-0145
 
 
Expires: February 28, 2009
 
 
Estimated average burden hours per response...10.4
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Penn Treaty American Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
707874103
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Atlas Advantage Master Fund, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   836,099
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   836,099
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  836,099
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  3.6%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Atlas Allocation Fund, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Texas
       
  5   SOLE VOTING POWER:
     
NUMBER OF   49,017
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   49,017
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  49,017
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Atlas Capital (Q.P.), L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Texas
       
  5   SOLE VOTING POWER:
     
NUMBER OF   99,459
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   99,459
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  99,459
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.4%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Atlas Capital ID Fund, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Texas
       
  5   SOLE VOTING POWER:
     
NUMBER OF   10,512
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   10,512
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  10,512
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.1%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Atlas Capital Master Fund, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   209,082
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   209,082
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  209,082
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.9%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Atlas Capital Offshore Exempt Fund, Ltd.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Atlas Capital Management, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Texas
       
  5   SOLE VOTING POWER:
     
NUMBER OF   1,204,169
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   1,204,169
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,204,169
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN/IA


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
RHA, Inc.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Texas
       
  5   SOLE VOTING POWER:
     
NUMBER OF   1,204,169
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   1,204,169
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,204,169
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO


 

                     
CUSIP No.
 
707874103 
 

 

           
1   NAMES OF REPORTING PERSONS:
Robert H. Alpert
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   1,204,169
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   1,204,169
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,204,169
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN


 

Item 1.
     (a) Name of Issuer
          Penn Treaty American Corporation
     (b) Address of Issuer’s Principal Executive Offices
          3440 Lehigh Street, Allentown, Pennsylvania 18103
Item 2.
     (a) Name of Person Filing
          This statement is filed by and on behalf of: (i) Atlas Advantage Master Fund, L.P. (“Advantage Fund”); (ii) Atlas Allocation Fund, L.P. (“Allocation Fund”); (iii) Atlas Capital (Q.P.), L.P. (“Q.P. Fund”); (iv) Atlas Capital ID Fund, L.P. (“ID Fund”); (v) Atlas Capital Master Fund, L.P. (“Master Fund”); (vi) Atlas Capital Offshore Exempt Fund, Ltd. (“Offshore Exempt Fund”); (vii) Atlas Capital Management, L.P. (“Atlas Management”); (viii) RHA, Inc. (“RHA”); and (ix) Robert H. Alpert. Advantage Fund, Allocation Fund, Q.P. Fund, ID Fund, Master Fund, and Offshore Exempt Fund may be referred to herein, each, as an “Atlas Fund” and, collectively, as the “Atlas Funds.”
          Atlas Management is the general partner of, and serves as an investment adviser to, Allocation Fund, Q.P. Fund, ID Fund, and Master Fund. Atlas Management serves as an investment adviser to Advantage Fund and Offshore Exempt Fund. Because of the relationships described herein, Atlas Management may be deemed to have or share voting and/or investment (including dispositive) power with respect to shares of common stock of the issuer (“Shares”) owned and/or held by or for the account or benefit of each Atlas Fund.
          RHA is the general partner of Atlas Management. Because of the relationships described herein, RHA may be deemed to have or share voting and/or investment (including dispositive) power with respect to Shares owned and/or held by or for the account or benefit of Atlas Management.
          Mr. Alpert is the President and sole director of RHA. Mr. Alpert also is a director of Offshore Exempt Fund. Because of the relationships described herein, Mr. Alpert may be deemed to have or share voting and/or investment (including dispositive) power with respect to Shares owned and/or held by or for the account or benefit of RHA and Offshore Exempt Fund.
          Each of the reporting persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.
     (b) Address of Principal Business Office or, if none, Residence
          The address of the principal business office of each of the reporting persons is 100 Crescent Court, Suite 880, Dallas, Texas 75201.
     (c) Citizenship
          See the disclosure provided in response to Item 4 on the attached cover page(s).
     (d) Title of Class of Securities
          Common Stock, $0.10 par value per share, of Penn Treaty American Corporation
     (e) CUSIP Number
          707874103

 


 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:
             
 
  (a)   o   A Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
 
           
 
  (b)   o   A Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
 
           
 
  (c)   o   An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
 
           
 
  (d)   o   An investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
           
 
  (e)   o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
           
 
  (f)   o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
           
 
  (g)   o   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
           
 
  (h)   o   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
           
 
  (i)   o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
           
 
  (j)   o   A group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
     (a) Amount beneficially owned:
          See the disclosure provided in response to Item 9 on the attached cover page(s).
     (b) Percent of class:
          See the disclosure provided in response to Item 11 on the attached cover page(s).
     (c) Number of shares as to which such person has:
          (i) Sole power to vote or to direct the vote:
               See the disclosure provided in response to Item 5 on the attached cover page(s).
          (ii) Shared power to vote or to direct the vote:
               See the disclosure provided in response to Item 6 on the attached cover page(s).
          (iii) Sole power to dispose or to direct the disposition of:
               See the disclosure provided in response to Item 7 on the attached cover page(s).

 


 

          (iv) Shared power to dispose or to direct the disposition of:
               See the disclosure provided in response to Item 8 on the attached cover page(s).
Item 5. Ownership of 5% or Less of a Class.
          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person
          Each Atlas Fund may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Shares owned and/or held by or for the account or benefit of such Atlas Fund. Each Atlas Fund is identified in Item 2 of this statement.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
          Not Applicable
Item 8. Identification and Classification of Members of the Group
          Each of the reporting persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Sections 13(d) or 13(g) of the Act, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any group with respect to the issuer or any securities of the issuer.
Item 9. Notice of Dissolution of Group
          Each of the reporting persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Sections 13(d) or 13(g) of the Act, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any group with respect to the issuer or any securities of the issuer.
Item 10. Certifications
     (a) Not Applicable
     (b) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

SIGNATURE
          Each reporting person certifies that, after reasonable inquiry and to the best of such reporting person’s knowledge and belief, the information set forth in this statement is true, complete and correct.
         
    Atlas Advantage Master Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its Investment Adviser
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007
 
       
    Atlas Allocation Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007
 
       
    Atlas Capital (Q.P.), L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007
 
       
    Atlas Capital ID Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007
 
       
    Atlas Capital Master Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007

 


 

         
    Atlas Capital Offshore Exempt Fund, Ltd.
 
       
 
  By:   Atlas Capital Management, L.P., its Investment Adviser
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007
 
       
    Atlas Capital Management, L.P.
 
       
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007
 
       
    RHA, Inc.
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   February 14, 2007
 
       
    Robert H. Alpert
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Date:   February 14, 2007

 


 

EXHIBIT INDEX
     
Exhibit No.   Description of Exhibit
99.1
  Joint Filing Agreement dated August 18, 2006 among Atlas Advantage Master Fund, L.P., Atlas Allocation Fund, L.P., Atlas Capital (Q.P.), L.P., Atlas Capital ID Fund, L.P., Atlas Capital Master Fund, L.P., Atlas Capital Offshore Exempt Fund, Ltd., Atlas Capital Management, L.P., RHA, Inc., and Robert H. Alpert

 


 

EXHIBIT 99.1
JOINT FILING AGREEMENT
August 18, 2006
          Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange or national securities association, also with the exchange or association), and further agrees to the filing and/or incorporation by reference of this Joint Filing Agreement as an exhibit thereto. This Joint Filing Agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
          IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this Joint Filing Agreement to be executed and effective as of the date first written above.
         
    Atlas Advantage Master Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its Investment Adviser
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006
 
       
    Atlas Allocation Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006
 
       
    Atlas Capital (Q.P.), L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006
 
       
    Atlas Capital ID Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006

 

EX-99.1 2 d43616exv99w1.htm JOINT FILING AGREEMENT exv99w1
 

         
    Atlas Capital Master Fund, L.P.
 
       
 
  By:   Atlas Capital Management, L.P., its General Partner
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006
 
       
    Atlas Capital Offshore Exempt Fund, Ltd.
 
       
 
  By:   Atlas Capital Management, L.P., its Investment Adviser
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006
 
       
    Atlas Capital Management, L.P.
 
       
 
  By:   RHA, Inc., its General Partner
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006
 
       
    RHA, Inc.
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Name:   Robert H. Alpert
 
  Title:   President
 
  Date:   August 18, 2006
 
       
    Robert H. Alpert
 
       
 
  By:   /s/ Robert H. Alpert
 
       
 
  Date:   August 18, 2006

 

-----END PRIVACY-ENHANCED MESSAGE-----